Issued necessary corrective action to employees and managers, and followed up on getting corrective action reports back in a timely manner. Try Now! Perform Compliance Reviews, prepare reports and provide to management for distribution. Responsible for all audits of the Sales Force, Sales Operations department, and practitioner signature verifications. Key Accomplishments Drafted and implemented all QA Compliance Standard Operating Procedures (SOPs) and Warehouse/Distribution department internal audit procedures. Worked with Graphic Design Services in Aberdeen in the creation of all our marketing flyers from conceptualization to distribution. Do you need the best Compliance Specialist resume? Built relationships along with the Brand Engagement team which resulted in an increase in Brand engagement. Identifies prospects by reading telephone and zip code directories and other prepared listings. One of the best ways for you to optimize your Compliance Specialist resume is to look at the job … Created approval process for advertising and marketing compliance that has led to a 50% increase in improved marketing in line with the CFPB guidelines, Monitored district's special education compliance per state specific indicators and findings, Program Management Team - Clean Water Atlanta Sewer Program ($4 Billion Project). Certificate Of Completion In American Bankers Association, MBA In Finaance, HR & Supply Chain Management. Maintain device and equipment quality requirements. A Compliance Specialist is a person who ensure companies comply with certain laws and regulations. Check out real resumes from actual people. Works independently to create and maintain databases and comprehensive status reports in order to track completion of required training and follow up with delinquent employees. Summary : Objective-driven Healthcare professional with major achievements in planning, negotiating and scheduling. Partnered with internal business groups to plan, develop, test, implement and document all processes required by the new accounts. Participated in approving social media content. This is one of the hundreds of Corporate Compliance Specialist resumes … Objective : Highly qualified Compliance Specialist with experience in the industry. Compliance Specialist Resume. For more information on what it takes to be a Compliance Specialist, check out our complete Compliance Specialist Job Description. Prepared and filed campaign and state reports to government agencies on behalf of clients in various jurisdictions. Debit, credit and total accounts on computer spreadsheets and data bases, using specialized accounting software. Assist the Chief Compliance Officer and BSA Manager with audits and regulatory relationships and assist with regulatory request during examinations. Developed and implemented Compliance Training for all Sales Representatives and Sales Management. Created custom pricing tickets using Bar Tender software. Objective : Graduate of IT Technical Institute of Columbia South Carolina. Influences customers to buy services and merchandise by following a prepared sales talk to give service & product information & price quotations. Assisted with internal and regulatory audit inquiries and preparation. Recognized by management and staff as an expert in customs classification guidelines and import/export documentation requirements. Getting the compliance analyst position you want will require putting your best foot forward–something a great resume can help with. The Compliance Specialist I works on projects/matters of limited complexity in a support role. Managed and maintained content in Learning Resource Center, Oracle Learning Management and MyPortal for increased awareness and utilization of SoHO offerings. Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency. While the specific duties may vary based on the industry, certain tasks are common and are listed on the Compliance Specialist Resume as follows – reviewing the company’s compliance with relevant … Conducted research and made recommendations to the Chief Legal Officer regarding whether an industry designation request from registered representatives met company requirements. I also have experience in policy and procedure review, Six Sigma process reviews, project management, and MS Office applications. You can use this as base to create a resume for your job application. Find out what is the best resume for you in our Ultimate Resume Format Guide. Skills : Certified Nures Aide, CPR, Phlebotomy Certification, Medical Office Asst. Build the best Compliance Specialist Resume and get hired! Coordinated quality assurance operations to ensure effective manufacturing quality and inspection procedures were executed. The best examples from thousands of real-world resumes, Handpicked by resume experts based on rigorous standards, Tailored for various backgrounds and experience levels. Regulatory Compliance Specialist Resume Examples & Samples Perform surveillance rounds on inpatient, residential and partial/iop programs ensuring continuous regulatory compliance Create and maintain (update as needed) a surveillance document with regulations and standards from Federal, State and … Created monthly status reports for Political Law Group. Perform data entry, answer inquiries about the company, and compile financial records. Quality Assurance Compliance Specialist Resume Examples & Samples. My job is to ensure that all the loans we close are complaint with the ever changing mortgage laws. Assist the Compliance Manager with the implementation of the Bank's Compliance Program to ensure conformity and adherence with all applicable state and federal laws and consumer regulations. Relevant Certification is also strongly desired. A Compliance Specialist will ensure that organizations and companies comply with relevant rules, stipulations, and standards. Strengths in leadership with the ability to work independently and in a team environment. Coordinates and supports all compliance related programs such as compliance testing and reporting, and internal controls testing to ensure compliance to laws and regulations. Skills : Seventeen Years Of Experience In The Financial Industry That Includes Operations, Management, And Risk Management. Reviewed and updated outside business activities and outside brokerage accounts. Operate 10-key calculators, typewriters, and copy machines to preform calculations and produce documents. Objective : Dependable, accurate professional with extensive experience in administrative support. Word, PowerPoint. Click on the customize button to customize this resume with our … Conduct ongoing compliance monitoring, in conjunction with the Bank's Compliance Program, as designated annually by the Compliance Manager, as well as ensure the resolution of any Compliance issues that are tracked by Internal Audit. Marketing of all School of Hospitality Operations (SoHO) training programs through various marketing channels resulting in an increase of 24% in our mandated S.T.E.P. Some even allow job seekers to upload or post a resume … Collaborated with Operations department to support new product development, sustain engineering projects, and manage quality control programs. Consistently exceeded annual audit goals by successfully completing more than twenty percent of the Sales Force (both random and "for cause") audits. Effectively developed strategies with managerial staff when critical issues were identified and immediate action was required. Find inspiration from 100+ professional Compliance Specialist Resume Examples & Samples. Worked as part of a compliance team performing various tasks in response to frequent visits and requests made by outside auditors, the FDA, and the company's consent decree obligations. Answered high volume phone calls and managed high traffic work environment, performing a variety of task. Objective : Dear Reviewer, I am a graduate of The Ohio State University, in which I majored in animal science and minored in farm management. Create strategies and plans for product approvals including inspections. Skills, duties & more. Demonstrated ability to build effective, productive relationships with individuals and teams to ensure that company policies and regulatory rules and regulations are maintained. Created and published several compliance bulletins and weekly news articles to communicate to field and home office employees new regulatory and company policies via the Intranet. Firm and flexible with proven effectiveness dealing with internal conflicts. Skills : Inventory Control, Compliance, Training & Development. Created and maintained compliance data sheets for numerous customers. Assisted Chief Compliance Officer in providing input and representation on key compliance initiatives, meetings, and committees. Performed full range of resident file reviews, Worked with site staff to obtain necessary documentation and clarification to prove program eligibility, Reviewed and submitted all regulatory reports, Provided compliance support and spot training to site staff to correct errors and mitigate future errors, Prepared and submitted audit documentation and audit responses, Monitored annual HUD income limits, public housing utility allowances and adjusted rent limits accordingly. Assisted Senior Compliance Officer in monitoring and reviewing regulatory and legislative changes, preparing company's response to regulatory changes and following up with appropriate areas to ensure required changes are implemented. Developed and successfully piloted new position in Rainbow International designed to optimize their operational system for national accounts. These professionals determine company responsibilities, report to business managers, make … Skills : Microsoft Office, Oracle, Administrative Support, Human Resources, Peoplesoft, Taleo. Excellent ability to focus on continuously identifying and addressing the strategic issues that can most affect the company's structure. Provided feedback and made recommendations for improvement, drafted inspection reports to cover all findings and conclusions and presented final audit report to Regional Vice President in assigned region. Regulatory Compliance Specialist Resume Example + Salaries, Writing tips and Information. Objective : To succeed in an environment of growth and excellence and earn a job which provides me job satisfaction and self-development and help me achieve personal as well as organizational goals. Hard and determined worker,Works well with others, Excellent verbal and written communication skills, Superior organizational, follow-up skills, and strong multi-tasking skills. Skills : Microsoft Outlook, Customer Service Skills, 10-key, Multi-Line Phone System, Microsoft office. Assisted in the analysis of the company's regulatory compliance posture and the development of control recommendations. Ensured compliance with all applicable state and federal election laws, rules, and regulations. Called 160+ franchisees to ensure timely and accurate handling of insurance claims for multiple vendors, Ensured all franchisees on national program met requirements for each vendor, Worked to ensure all franchisees were familiar with certifications and compliance regulations, Significant use of computer software systems used to handle insurance claims for national program work (i.e., Microsoft Office, Xactimate, Xactanalysis, and Proprietary CRM software), Effectively communicated with franchises via phone, e-mail, and software updates to help them maximize their production efficiency to improve gross sales and net revenue. Process annual and interim recertification's according to HUD 4350 including sending and receiving verifications of income and assets, completing questionnaires and all other regulated forms., Waiting list experiences Meticulous upkeep of files, calendars, events, create purchase orders and process invoices. Headline : Obtain a customer service position in a company where I can maximize my people oriented experience, communication skills and my problem analysis and problem solving abilities. Ensured contributions and expenditures were within State and Federal limits. Overseer of production, file preparation, document categorization, files quality control, and digital scanning. Skills : Dedicated and proactive individual with effective front desk and customer service experience. Enjoy creative problem solving and getting exposure on multiple projects, and I would excel in the collaborative environment on which your company prides itself. Regulatory Compliance Specialists make sure their clients or employers adhere to industry-specific rules. Responsibilities of a Compliance Specialist. Wrote and revised department GMPs/SOPs in a timely manner in response to rapid procedural changes due to consent decree obligations. Other degrees that we often see on compliance specialist resumes include associate degree degrees or high school diploma degrees. Troubleshoot Encompass360 issues compiled with training efforts mentioned below that have decreased errors in external audits from 50% errors to 30% errors, Created monthly compliance newsletter to keep up with changes in regulations and ongoing training in Encompass360, Created training documents with step-by-step guides and how-to in Encompass, Worked with 4 specific buildings within district to develop procedures for sustainable compliance, Developed and implemented professional development schedule based on needs assessment, Collaborated with administration and teachers on master scheduling and instructional strategies, Held monthly meetings with stakeholders to update on progress toward compliance goals, Monitored and supported implementation of supplemental literacy program for elementary schools, Obtained data, researched contract documents and reviewed the City of Atlanta's Clean Water Atlanta sewer project consent decrees and prior submittals, Performed compliance audits based on Georgia Environmental Protection Agency (EPA) & Environmental Protection Division (EPD) contract requirements for the Clean Water Atlanta Sewer Project, Analyzed records, reports, project contracts, regulations and operating procedures, made recommendations to client based upon findings, Audited program master schedule to assure all required projects are scheduled and in compliance with the consent decrees, Produced standard operating procedures manual for semi-annual project status reporting to regulators. Skills For Mortgage Compliance Specialist Resume Respond to state and federal agency inquiries and complaints promptly Supports internal customers to ensure compliance with state or federal lending … Show Resume Text. Implemented and analyzed quarterly and year end attestations. Headline : To obtain a position utilizing my strong communication skills, customer service expertise, and operational excellence, while continuing growth and contributing to the profitability of the organization. Interacted with Sales in regards to customer satisfaction and procedure accuracy. Conducts research, track compliance training and review all marketing materials utilizing basic regulatory framework and general regulatory and internal controls. There are plenty of opportunities to land a Regulatory Compliance Specialist job position, but it won’t just be handed to you. Design new processes, statistical analysis, quality concepts and system standards. Skills : Seventeen years of experience in the financial industry that includes Operations, Management, and Risk Management. enrollments plus completions (from 553 in 2010 to 683 in 2011 YTD across all [company name] brands). Skills : Certified Compliance And Ethics Professional, American Bankers Association Regulatory Compliance School - 2015 Graduate, Risk Management Association - Associate Member. Optimize Your Compliance Specialist Resume With The Compliance Specialist Job Description. Provided superior customer service to campaign managers and other staff seeking information on behalf of accounts. Completed filing and paperwork when needed Operate office machines, such as photocopiers and scanners, facsimile machines, voice mail systems and personal computers. Objective : Consistently recognized for quality work, demonstrated time management, and collaboration skills Proven ability to quickly adapt and conform to shifting priorities, demands and timelines Capable of learning new systems quickly, balance multiple projects, and act as primary owner of individual projects while not compromising quality of work Proficient in effectively communicating with all levels of firm organization. Detailed review of marketing and educational materials for the Medicare and Commercial line of business. While the specific duties may vary based on the industry, certain tasks are common and are listed on the Compliance Specialist Resume as follows – reviewing the company’s compliance with relevant regulations and standards; reviewing documents and interviewing executives; resolving compliance issues, creating a modified plan and in case of any changes; and staying abreast with regulatory actions pertaining to their industry niche. Implemented and maintained a U.S. and Canada Customs line review system for all imported products. Composed letters to consumers explaining the complaint investigation findings. 20+ compliance specialist resume samples to customize for your own use. Supervised and monitored policy and procedure accuracy for over 50 employees. A winning Compliance Officer’s resume should highlight strong ethics and a willingness to encourage and promote corporate integrity. Prepare for Senior Management and the Examiners the CRA Assessment Fair Lending Self Evaluation and risk assessment detailing the Bank's current performance and program effectiveness. Created compliance bulletins. If you have the space to include it, … If you have worked before as a healthcare compliance specialist or are presently working in that role and are making a resume for a new position, you can create the professional experience section of your resume … Wrote and edited policy and procedure directives and updates to the companys CRM. Performed Customer Service Representative duties as needed including order print/process procedures. Kansas City, MO 64111 (777)-777-7777 [your email] Job Objective To use my skills and abilities to obtain a position within an organization as a Compliance Specialist … Objective : Human Resources Professional with experience in Full Cycle Recruiting, International HR, Immigration, Expatriate Relocation, Training and Payroll in the Oil and Gas Industry. 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